Wholesale + E&S Brokers

Surplus Lines Filing, Tax Compliance & Licensing 
Solutions Purpose-Built for the Wholesale Market

Trusted By The Most Innovative & Efficient Insurance Agents, Carriers & MGAs

The E&S Market Is Booming. Is Your Compliance Keeping Up?

Wholesale and E&S brokers sit at the intersection of complexity and opportunity. The surplus lines market is growing faster than any other segment of the insurance industry – but with that growth comes an increasingly demanding compliance environment. State-by-state tax obligations, policy filing requirements, diligent search documentation, stamping office submissions – the administrative burden is real. Saratoga helps you manage it all.

Hear How We Help Our Clients, 
In Their Own Words

"This is the first software I've used like this. At our previous agency, we didn't have that. We had to use a lot of spreadsheets and input information manually, and it wasn't efficient. It was redundant, a lot of time spent updating things. With this software, you just run reports. It's amazing. I'm in it every single day, seeing what licenses are going to expire in 30, 60, 90 days. The team at Saratoga just makes our lives with licensing more efficient."

Saratoga OneGroup Testimonial

Compliance & Licensing, OneGroup NY, Inc

"We had a previous provider, and it felt like their system was built in the mid-'90s. It wasn't the most user-friendly. We were looking for something more out-of-the-box, ready to go, and that's where Saratoga and Creative Compliance came in. It eliminates a lot of the manual work we had to do previously, and the sky's the limit with what we can do. It's been great since."

Saratoga CBIZ Testimonial

Corporate Counsel, CBIZ, Inc

"Almost immediately out of the gate, we knew we needed a compliance solution. My first thought was, 'Hey, we'll do it ourselves.' Well, that thought lasted about 10 seconds when I realized the magnitude of what that takes. From the moment I spoke with Saratoga, I could not have had a better experience. They're easy to work with, they communicate quickly and openly, and they completely take the headache out of maintaining all the regulatory requirements so I can focus on growing our business."

Saratoga Pivix Testimonial

Sr. Vice President, CFO, Pivix Specialty Insurance Services, Inc

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How Saratoga Helps Wholesale + E&S Brokers

01

Surplus Lines Tax Filing & Reporting

We manage your surplus lines premium tax filings, periodic reports and stamping office submissions across every jurisdiction. You focus on placing risk. We handle the paperwork.

02

Licensing Across Jurisdictions

Obtain, maintain and renew surplus lines broker licenses in every state where you do business. Our team manages the entire licensing lifecycle, including pre-qualification requirements and continuing education.

03

Diligent Search Documentation

Most states require evidence that coverage was unavailable in the admitted market before a surplus lines policy can be placed. Our platform streamlines diligent search documentation and record-keeping.

04

Compliance Consulting

Navigating the regulatory landscape of surplus lines is nuanced. Our team provides expert guidance on NRRA compliance, home-state tax allocation, multistate reporting requirements and more.

Ready to Work with Saratoga Compliance?

Eliminate Compliance Infractions, Reduce Costs & Unleash Your Teams to Sell with Saratoga