MGAs & MGUs
Compliance Infrastructure Designed for the Unique Needs of Managing General Agents & Underwriters
Trusted By The Most Innovative & Efficient Insurance Agents, Carriers & MGAs
Scale Your Distribution Without Scaling Your Compliance Risk
MGAs and MGUs operate in one of the most compliance-intensive corners of the insurance industry. You're managing downstream producers, maintaining carrier relationships, navigating surplus lines requirements and often operating across dozens of states simultaneously. The compliance obligations are massive – and the penalties for getting it wrong are severe. Saratoga gives you the platform and the people to manage it all.
Hear How We Help Our Clients, In Their Own Words
"This is the first software I've used like this. At our previous agency, we didn't have that. We had to use a lot of spreadsheets and input information manually, and it wasn't efficient. It was redundant, a lot of time spent updating things. With this software, you just run reports. It's amazing. I'm in it every single day, seeing what licenses are going to expire in 30, 60, 90 days. The team at Saratoga just makes our lives with licensing more efficient."
"We had a previous provider, and it felt like their system was built in the mid-'90s. It wasn't the most user-friendly. We were looking for something more out-of-the-box, ready to go, and that's where Saratoga and Creative Compliance came in. It eliminates a lot of the manual work we had to do previously, and the sky's the limit with what we can do. It's been great since."
"Almost immediately out of the gate, we knew we needed a compliance solution. My first thought was, 'Hey, we'll do it ourselves.' Well, that thought lasted about 10 seconds when I realized the magnitude of what that takes. From the moment I spoke with Saratoga, I could not have had a better experience. They're easy to work with, they communicate quickly and openly, and they completely take the headache out of maintaining all the regulatory requirements so I can focus on growing our business."
How Saratoga Helps MGAs & MGUs
01
Distribution Channel Compliance
Operating under a trade name or “doing business as” designation? We manage the filing and publication obligations associated with DBA registrations, monitor renewal dates on your behalf and ensure your DBA registrations are filed well in advance of impending deadlines – all while providing you with complete visibility and peace of mind.
02
Appointment Management at Scale
Track and manage appointments across all carrier relationships. Leverage JIT appointment processing to eliminate unnecessary fees while ensuring every producer is properly appointed before they bind business.
03
Surplus Lines Expertise
Surplus lines compliance is our specialty. From policy filings and tax remittances to zero-filing state management and regulatory change tracking – we handle the E&S compliance burden so your underwriting team can focus on risk selection.
04
Launch Support for New MGAs
Starting a new MGA? We've helped dozens of organizations launch from day one – handling entity formation, state licensing, compliance infrastructure setup and ongoing managed services so you can focus on building your book.
Ready to Work with Saratoga Compliance?
Eliminate Compliance Infractions, Reduce Costs & Unleash Your Teams to Sell with Saratoga